Capitec Bank Limited is hiring a Compliance Officer – Market Conduct FAIS GA
Capitec Bank Limited invites suitably qualified applicants to apply for their Compliance Officer – Market Conduct FAIS General Authorisation Post. The closing date for applications is Not Specified.
Job Summary
As a key member of the Compliance and Risk team, the Compliance Officer – Market Conduct FAIS GA will be responsible for providing guidance and support to the business to ensure that regulatory requirements are met, and risk is managed in a way that balances regulatory compliance with business objectives.
Key Responsibilities
The successful candidate will be responsible for:
• Executing projects and tasks that ensure the bank is in compliance with regulatory obligations without unnecessarily restricting business objectives
• Providing relevant and effective advice to the business to minimize regulatory risk
• Assisting the bank in meeting regulatory requirements and ensuring that business processes are compliant with relevant legislation
• Managing relationships with stakeholders at all levels, including executive management
• Holding responsibility for monitoring and oversight of all regulations and Acts related to financial services
• Working collaboratively as part of a multi-disciplinary team to achieve compliance objectives
Requirements
To be considered for this role, you will need to have:
Minimum Requirements
• 3 years of experience in financial services compliance or legal advising
• Proven experience in stakeholder management and influence
• Experience working as part of a multi-disciplinary team
• Strong analytical and problem-solving skills
• Bachelor’s Degree in Law or Accounting – Management Accounting
Ideal Requirements
• 5+ years of experience in financial services compliance or legal advising
• Holding responsibility for oversight of all regulations and Acts relating to a specific portfolio within financial services such as insurance or credit
• Experience of Capitec Bank products and services
Knowledge and Skills
• Strong knowledge of SA Financial Services legislation, including the National Payment Systems Act, Banks Act, Financial Sector Regulation Act (FSRA), Financial Intelligence Centre Act (FICA), Protection of Personal Information Act (POPIA), National Credit Act (NCA), Electronic Communications and Transactions Act (ECT Act) and the Consumer Protection Act
• Strong knowledge of business analysis and design, financial systems and procedures
• Working knowledge of the regulatory environment related to the specialist environment operating in, banking industry, payment systems
• Strong communication, interpersonal and relationship management skills
• Computer literacy in MS Word, Excel, Outlook
• Influencing and reporting skills
Conditions of Employment
• Clear criminal and credit record
If you are a motivated and detail-oriented individual with a passion for regulatory compliance, please click the following link to apply: Click Here To Apply
References:
- Job Title: Compliance Officer – Market Conduct FAIS GA
- Location: Sandton, Gauteng
- Job Type: Full-time
- Closing Date: Not Specified
- Industry: Banking and Finance
- Experience Level: Mid-level
- Certification: N/A